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Gear Failure

Gear Fracture

Fracture refers to the separation of a substantial piece of material from a component. It is caused by the development of a crack, or by a combination of cracks joining together.

Also referred to as:
Cracking, Broken Tooth, Liberated Tooth, Ductile Fracture, Brittle Fracture, Bending Fatigue, Fissure

Fracture – gear failure

What is a gear tooth fracture?

A gear tooth fracture is a common type of gear failure where a significant portion of the gear tooth or the gear geometry breaks off. This damage occurs due to either fatigue failure at the root of the gear or flank fracture at the active flank’s center. The entire gear body may also experience fractures, potentially starting as a crack at the gear tooth and spreading. Factors like overload, material strength, and chemical attack can initiate these cracks, causing severe plastic deformation in gears such as helical gears used in various applications, including wind turbines.

What causes the fracture of gear teeth?

Fractures in gear teeth are often the result of a crack or series of cracks reaching multiple free surfaces and leading to material separation. Initially, cracks may form due to overload, fatigue failure, or chemical reactions that weaken material strength. Crack initiation often starts at stress concentration points, which may include material irregularities, inclusions, or existing gear damages like macropitting or indentations.

For example:

  • Bending fatigue cracks typically originate at the surface, particularly around the gear root radius on the active flank, where tensile stress and the gear geometry are most strained.
  • Contact flank fractures tend to start sub-surface at the core-to-surface interface due to plastic deformation and material strength variances introduced by heat treatment.

Appearance

Initially, a small crack will be observed leading away from the origin of the crack. For a bending fatigue crack on a gear tooth, the origin is usually at the surface of the root of the gear. For gear flank cracks, the origin will typically be around half way up the active flank of the gear, sub-surface. Cracks may also initiate from macropitting, indentations or other gear damage. As a fatigue crack propagates, it may leave a series of “beach marks” that correspond to positions where the crack growth was interrupted before starting again.

Once the fractured surfaces are visible, there are two types of fracture areas with different appearances:

  • Ductile fracture area: Slow crack growth area characterised by a darker dull appearance with a smooth surface and appreciable plastic deformation. A lip or rim may be visible at the end of the fracture surface, on the opposite side to the crack initiation point.
  • Brittle fracture area: Fast fracture as the part snaps characterised by a bright, shiny appearance with a rough surface and negligible plastic deformation. Macroscopic chevron marks may be visible, with the point of the chevron pointing towards the crack initiation point.

How fractures progress

Fracture progression follows three main stages:

  1. Crack initiation: Often seen in helical gears, cracks begin at stress points like surface notches or material inclusions.
  2. Crack propagation: Under tension or shear loading, cracks grow along grain boundaries, potentially causing plastic deformation and fatigue failure.
  3. Fracture: When a crack extends across the gear geometry or joins with other cracks, a part of the material separates, known as liberated tooth or gear fracture.

Cracks may grow in a ductile or brittle manner:

  • Ductile fracture: Characterised by gradual crack growth with a dull surface and visible plastic deformation.
  • Brittle fracture: Faster and marked by a shiny, rough appearance without significant plastic deformation. This type often appears in areas of high tensile stress within helical gears or other loaded components.

Early detection across your fleet can help save you time and money

Advanced sensing

Detectability of fractures

Method
Detection Efficiency
Notes
Borescope inspection
Easy
Borescope inspection should be able to identify cracks and fracture.
Visual inspection
Medium
Careful visual inspection should be able to identify cracks on the parallel stage gears. Fractures would be apparent. For parallel stage gears with limited visibility, a borescope is likely required.
Vibration analysis
Medium
Fractured teeth can be, are frequently are, picked up by vibration analysis. Cracks however are difficult to identify and can progress quickly. Therefore, vibration analysis is often unable to give much, if any, lead time on a broken tooth. Rather it often picks it up only after the fracture has occurred
Oil debris sensor
Medium
Though less specific, oil debris detection may indicate fracture and fatigue failure in gears.
SCADA data
Hard
Oil temperature may increase if there is a severe gear fracture due to progression. However, it does not identify the problem component or failure mechanism.
Oil sample analysis
Hard
Oil debris will likely increase if there is a gear fracture due to small pieces of material liberated during cracking and fracture. This may be detected during an oil sample analysis. However, it is unlikely to identify the exact problem component or failure mechanism.

Consequences of gear tooth fractures

Fractures in gear geometry lead to severe damage across gearbox systems, requiring careful monitoring to prevent cascading failures. Helical gears and others used in wind turbines, when fractured, can release material that may cause catastrophic damage to other components. Immediate shutdown and replacement of affected parts are often required to mitigate risks.

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Severity rating

Rank 1 N/A
Detection:

N/A

Recommended action:

N/A

Rank 2 N/A
Detection:

N/A

Recommended action:

N/A

Rank 3 Indication of a crack or cracks on the gear tooth which have not yet reached edges or combined to liberate material.y
Fracture – gear failure severity rating 3
Detection:

Borescope

Recommended action:

Monitor regularly for signs of progression or violent vibration and consider scheduling replacement soon. If persistent, improve mitigation against electrical erosion.

Rank 4 Crack has progressed to the point that the gear tooth has been or soon to be fractured and substantial material liberated.
Fracture – gear failure appearance
Detection:

Visual, borescope, vibration

Recommended action:

Shut down turbine, complete gearbox inspection and replace damaged components.